Michael D. Taliercio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Daniel Taliercio was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1976. Michael had worked at 10 firms and has passed the Series 63, PC, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2013 - September 16, 2014
BRAVER STERN SECURITIES LLC
January 4, 2011 - March 13, 2013
ATG SECURITIES LLC
July 11, 2006 - December 9, 2008
TP ICAP GLOBAL MARKETS AMERICAS LLC
February 6, 2004 - January 6, 2006
TP ICAP GLOBAL MARKETS AMERICAS LLC
September 3, 2003 - July 7, 2006
INTERCAPITAL SECURITIES LLC
June 30, 2003 - September 3, 2003
TP ICAP GLOBAL MARKETS AMERICAS LLC
February 4, 2002 - July 14, 2003
COLLINS STEWART (SECURITIES) INC.
October 21, 1997 - November 9, 2001
J.P. MORGAN SECURITIES LLC
November 14, 1996 - November 9, 2001
RESEARCH CONVERSION CORP.
November 11, 1992 - July 26, 1996
BROADCORT CAPITAL CORP.
September 26, 1978 - November 20, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 1, 1976 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 9/20/1977
AMEX Put and Call ExamCurrent Firm
BRAVER STERN SECURITIES LLC
CRD#: 29108 / SEC#: 801-79168, 8-43611
Contact information
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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