Daniel H. Zoeller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Howard Zoeller was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1976. Daniel had worked at 6 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2010 - August 30, 2012
ECHOTRADE LLC
March 14, 2008 - June 8, 2010
ECHOTRADE LLC
May 31, 1983 - August 15, 1983
KEYBANC CAPITAL MARKETS INC.
February 10, 1982 - March 31, 1983
FIRST AFFILIATED SECURITIES, INC.
June 4, 1980 - February 17, 1982
MORGAN STANLEY DW INC.
September 7, 1979 - June 12, 1980
E. F. HUTTON & COMPANY INC
September 1, 1976 - September 2, 1979
HILL & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ECHOTRADE LLC
CRD#: 42239 / SEC#: , 8-49764
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
