Maryanne Elias
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maryanne Elias, who also goes by Maryanne Lenarcen, was a registered financial professional .
Maryanne is a previously registered financial professional and started their career in finance in 1976. Maryanne had worked at 9 firms and has passed the SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2006 - July 26, 2011
DEAM INVESTOR SERVICES, INC.
November 8, 2006 - July 30, 2021
DWS DISTRIBUTORS, INC.
August 3, 2004 - October 17, 2006
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 24, 2003 - October 17, 2006
TEACHERS PERSONAL INVESTORS SERVICES, INC.
June 17, 1982 - September 19, 2002
MORGAN STANLEY DW INC.
March 4, 1980 - February 8, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 24, 1978 - February 11, 1980
PERSHING LLC
January 18, 1977 - November 28, 1978
NUVEEN SECURITIES, LLC
September 1, 1976 - January 3, 1977
MOSELEY, HALLGARTEN & ESTABROOK INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DEAM INVESTOR SERVICES, INC.
CRD#: 754 / SEC#: , 8-298
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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