Glenn M. Campbell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Michael Campbell was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1976. Glenn had worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2012 - January 18, 2013
J.P. MORGAN SECURITIES LLC
October 1, 2012 - January 18, 2013
J.P. MORGAN SECURITIES LLC
December 20, 2007 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
December 11, 2007 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
September 27, 2006 - December 4, 2007
J.P. MORGAN SECURITIES INC.
July 1, 2006 - December 4, 2007
J.P. MORGAN SECURITIES INC.
October 28, 1997 - September 27, 2006
BANC ONE SECURITIES CORPORATION
February 1, 1996 - July 1, 2006
BANC ONE SECURITIES CORPORATION
September 2, 1986 - February 1, 1996
BANC ONE ARIZONA INVESTMENT SERVICES CORPORATION
August 9, 1982 - January 28, 1985
MORGAN STANLEY DW INC.
August 1, 1980 - August 24, 1982
CITIGROUP GLOBAL MARKETS INC.
July 27, 1979 - August 18, 1980
PRUDENTIAL EQUITY GROUP, LLC
December 7, 1978 - September 3, 1979
WADDELL & REED
September 16, 1977 - April 10, 1978
PRUDENTIAL EQUITY GROUP, LLC
September 1, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
Primary Firm SEC Registration
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN BROKER-DEALER HOLDINGS INC. | MEMBER | |
| AIDELSON, DAVID | CHIEF LEGAL OFFICER | 7884539 |
| ALAOUI ABDALLAOUI, RACHID | CEO, CHAIR, ELECTED MANAGER | 7122597 |
| BISESI, BRIAN J | ELECTED MANAGER | 3090554 |
| CHOI, MICHAEL | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 6597789 |
| COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER | 2725065 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| ENGLANDER, ADAM F | ELECTED MANAGER | 2941059 |
| FOLEY, KEVIN J | ELECTED MANAGER | 4012244 |
| KLION, ROGER | CHIEF OPERATING OFFICER | 5082261 |
| MCCRUM, CARRIE | ELECTED MANAGER | 7675791 |
| SABLE, MATTHEW D | ELECTED MANAGER | 4835849 |
| TEPPER, ERIC D. | ELECTED MANAGER | 2242377 |
| VIENICK, PAUL | ELECTED MANAGER | 2212982 |
| VILLWOCK, DAVID S | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 8071637 |
Regulatory assets under management
| Total Number of Accounts | 1,055,400 |
| AUM (Assets Under Management) | $ 352,605,441,286 |
Disclosures
| Regulatory Event | 392 |
| Civil Event | 9 |
| Arbitration | 143 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 10/25/2024 | ||
| 11/27/2023 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
