Craig L. Howe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Linzy Howe was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1976. Craig had worked at 8 firms and has passed the Series 63, Series 15, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 1987 - June 7, 1988
GREELEY SECURITIES, INC.
December 10, 1986 - November 5, 1987
HORNBLOWER FISCHER & CO.
February 5, 1986 - July 8, 1987
YVES HENTIC & COMPANY INCORPORATED
September 10, 1985 - January 27, 1986
VICEROY INTERNATIONAL SECURITIES CORP.
November 2, 1984 - August 26, 1985
FINANCIAL SQUARE PARTNERS
March 13, 1981 - November 21, 1984
DREXEL BURNHAM LAMBERT INCORPORATED
June 11, 1980 - April 12, 1981
LEHMAN BROTHERS KUHN LOEB INCORPORATED
October 13, 1978 - June 12, 1980
DREXEL BURNHAM LAMBERT INCORPORATED
September 1, 1976 - November 5, 1978
ADVEST, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 12/15/1983
Foreign Currency Options ExaminationCurrent Firm
GREELEY SECURITIES, INC.
CRD#: 7738 / SEC#: , 8-22377
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
