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Craig Linzy Howe

CRD# 826239·Registered 1976 - 1988
Previously Registered: Being a previously registered professional could mean that Craig is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Craig Linzy Howe was a registered financial advisor. Craig was a previously registered financial professional and started their career in finance 1976 - 1988. Craig had worked at 8 firms and has passed the Series 63, Series 15, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

50 years in the financial services industry

Current & Past Employments

GREELEY SECURITIES, INC.·CRD# 7738
BD
December 7, 1987 - June 7, 1988
HORNBLOWER FISCHER & CO.·CRD# 10885
BD
December 10, 1986 - November 5, 1987
YVES HENTIC & COMPANY INCORPORATED·CRD# 13192
BD
February 5, 1986 - July 8, 1987
VICEROY INTERNATIONAL SECURITIES CORP.·CRD# 13780
BD
September 10, 1985 - January 27, 1986
FINANCIAL SQUARE PARTNERS·CRD# 1541
BD
November 2, 1984 - August 26, 1985
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
March 13, 1981 - November 21, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED·CRD# 7555
BD
June 11, 1980 - April 12, 1981
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
October 13, 1978 - June 12, 1980
ADVEST, INC.·CRD# 10
BD
September 1, 1976 - November 5, 1978

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Current Firm

GS
GREELEY SECURITIES, INC.

GREELEY SECURITIES, INC.

CRD#: 7738 / SEC#: 8-22377
BD
Cancelled by FINRA on 06/10/1991

Contact Information

Established

New York since 11/21/1977

Firm Type

Corporation

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1979About the Series 63 exam

Series 15 — Foreign Currency Options Examination

Passed Dec 1983

Series 3 — National Commodity Futures Examination

Passed Oct 1982About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Aug 1976About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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