Ellen B. Ryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ellen Burke Ryan MS, who also goes by Ellen Burke Ryan, was a registered financial professional .
Ellen is a previously registered financial professional and started their career in finance in 1976. Ellen had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2016 - December 31, 2016
FINARC INVESTMENTS, INC.
November 16, 2006 - December 31, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
June 9, 2004 - December 31, 2015
PROSPERA PARTNERS
July 16, 1985 - December 18, 1992
MOORS & CABOT, INC.
July 20, 1984 - April 3, 1986
MAY & GANNON, INC.
August 24, 1976 - July 9, 1982
TRUSTEED FUNDS, INC
Primary Firm SEC Registration
FINARC INVESTMENTS, INC.
CRD#: 166571 / SEC#: 801-110450
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 8/14/1976
Registered Principal ExaminationCurrent Firm
FINARC INVESTMENTS, INC.
CRD#: 166571 / SEC#: 801-110450
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 382 |
| AUM (Assets Under Management) | $ 174,774,427 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
