Vazilyn Poinsetta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vazilyn Poinsetta was a registered financial professional .
Vazilyn is a previously registered financial professional and started their career in finance in 1987. Vazilyn had worked at 4 firms and has passed the Series 63, Series 22, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2004 - June 21, 2004
PRESTWICK SECURITIES, INC.
October 14, 1997 - November 27, 2002
MAGELLAN SECURITIES INC
May 15, 1989 - August 28, 1997
BENTLEY-LAWRENCE SECURITIES, INC.
September 29, 1987 - May 8, 1989
USA FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/19/1976
Registered Representative ExaminationCurrent Firm
PRESTWICK SECURITIES, INC.
CRD#: 28030 / SEC#: , 8-43377
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAHONEY, BRIAN WEBSTER SR | PRESIDENT, CHIEF COMPLIANCE OFFICER | 839329 |
Red Flags
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