Jack G. Schultz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Gilliam Schultz II, who also goes by Jack Gillam Schultz II, Jack Gilliam Schultz, was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1976. Jack had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2016 - October 29, 2019
EQUITY INVESTMENT CORP
July 2, 2012 - October 30, 2017
JFB HOLDINGS CORP
June 30, 2011 - October 18, 2019
FORESIDE FUNDS DISTRIBUTORS LLC
June 26, 2007 - February 12, 2009
LAZARD ASSET MANAGEMENT SECURITIES LLC
October 9, 2006 - January 18, 2007
AIM PRIVATE ASSET MANAGEMENT
September 15, 2006 - January 18, 2007
INVESCO DISTRIBUTORS, INC.
June 27, 2005 - September 6, 2006
ALLIANZ LIFE FINANCIAL SERVICES, LLC
July 26, 1999 - June 7, 2004
GPC SECURITIES, INC.
October 15, 1997 - December 31, 1997
INVESCO DISTRIBUTORS, INC.
March 10, 1993 - September 20, 1997
GPC SECURITIES, INC.
December 4, 1992 - March 2, 1993
GT GLOBAL, INC.
May 7, 1992 - August 14, 1992
CHRISTOPHER WEIL & COMPANY, INC.
February 19, 1991 - March 27, 1991
NSR DISTRIBUTORS, INC.
May 19, 1987 - December 31, 1989
PSI SECURITIES CORPORATION
March 30, 1987 - May 11, 1987
KING CAPITAL CORPORATION
August 24, 1976 - January 30, 1987
EQUITEC SECURITIES COMPANY
Primary Firm SEC Registration
EQUITY INVESTMENT CORP
CRD#: 283930 / SEC#: 801-107945
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/19/1976
Registered Representative ExaminationSeries 40
Date: 7/6/1978
Registered Principal ExaminationCurrent Firm
EQUITY INVESTMENT CORP
CRD#: 283930 / SEC#: 801-107945
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,039 |
| AUM (Assets Under Management) | $ 3,051,151,512 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
