John C. Sabo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Charles Sabo was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1976. John had worked at 6 firms and has passed the Series 63, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2002 - May 14, 2004
VANGUARD CAPITAL
August 23, 2000 - November 15, 2000
TUCKER ANTHONY INCORPORATED
December 10, 1999 - August 24, 2000
J.J.B. HILLIARD, W.L. LYONS, LLC
June 4, 1997 - August 18, 2000
ATLANTIC GROUP SECURITIES, INC.
May 19, 1980 - August 29, 1997
RICKEL & ASSOCIATES, INC.
September 1, 1976 - January 5, 1978
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
VANGUARD CAPITAL
CRD#: 22081 / SEC#: 801-71971, 8-39450
Contact information
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
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