Ian Woods

NORTHCAPE WEALTH MANAGEMENT

WILLIAMSVILLE, NY 14221

CRD#: 8259838

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Professional summary

Ian Woods, who also goes by Ian Alexander Olivieri Woods, is a registered financial advisor currently at NORTHCAPE WEALTH MANAGEMENT located in Williamsville, New York.

Ian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Ian has worked at 1 firm .

At a Glance

Always Fiduciary

Aliases

Ian Alexander Olivieri Woods

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Woods's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2026 - Present

NORTHCAPE WEALTH MANAGEMENT

Office #1: 6565 Main Street, Williamsville, NY 14221

RIA

CRD#: 312350

WILLIAMSVILLE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHCAPE WEALTH MANAGEMENT

NORTH CAPE WEALTH MANAGEMENT | NORTHCAPE WEALTH MANAGEMENT, LLC | NORTHCAPE WEALTH MANAGEMENT

CRD#: 312350 / SEC#: 801-120425

RIA

Registered Investment Advisory firm - (3/4/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/5/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

NORTHCAPE WEALTH MANAGEMENT

NORTH CAPE WEALTH MANAGEMENT | NORTHCAPE WEALTH MANAGEMENT, LLC | NORTHCAPE WEALTH MANAGEMENT

CRD#: 312350 / SEC#: 801-120425

RIA

Registered Investment Advisory firm - (3/4/2021 Approved)

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Contact information

Main Address

6565 Main Street, Williamsville, NY 14221

Mailing Address

Phone number

(71) 632-6565

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NORTHCAPE WEALTH MANAGEMENT FORM ADV PART 2A APPENDIX 1 WRAP BROCHURE (3/18/2026)

NORTHCAPE WEALTH MANAGEMENT FORM ADV PART 2A BROCHURE (3/18/2026)

Regulatory assets under management

Total Number of Accounts	1,394
AUM (Assets Under Management)	$ 706,082,554

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ian Woods

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Woods's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHCAPE WEALTH MANAGEMENT

Primary Firm SEC Registration

NORTHCAPE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Current Firm

NORTHCAPE WEALTH MANAGEMENT

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTHCAPE WEALTH MANAGEMENT

TRUST BUT VERIFY

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