Joel H. Solomon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Howard Solomon was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 1976. Joel had worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2023 - November 12, 2024
LION STREET ADVISORS, LLC
June 19, 2020 - September 6, 2023
HIGGINBOTHAM FINANCIAL CONSULTING
April 6, 2015 - October 7, 2020
PARADIGM STRATEGIC CONSULTING, LLC
June 10, 2008 - February 12, 2015
KESTRA INVESTMENT SERVICES, LLC
June 10, 2008 - February 12, 2015
KESTRA INVESTMENT SERVICES, LLC
March 19, 2004 - February 7, 2008
INVESTACORP ADVISORY SERVICES INC
August 21, 2000 - December 31, 2007
PARADIGM FINANCIAL CORPORATION
February 10, 2000 - February 5, 2008
INVESTACORP, INC.
January 30, 1996 - February 16, 2000
MUTUAL SERVICE CORPORATION
October 7, 1994 - December 31, 1995
MUTUAL SERVICE CORPORATION
June 7, 1994 - March 11, 2000
MID ATLANTIC INVESTOR SERVICES, INC.
September 4, 1992 - January 17, 1994
LINCOLN FINANCIAL DISTRIBUTORS, INC.
September 19, 1985 - April 27, 1992
HERITAGE FINANCIAL INVESTMENTS CORPORATION
June 21, 1985 - September 27, 1985
FIRST CHESAPEAKE SECURITIES CORPORATION
November 1, 1983 - February 20, 1985
WS GRIFFITH SECURITIES, INC.
November 9, 1980 - December 27, 1983
INVESTACORP, INC.
August 17, 1976 - May 10, 1980
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/9/1976
Registered Representative ExaminationCurrent Firm
LION STREET ADVISORS, LLC
CRD#: 167610 / SEC#: 801-107414
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 7,668 |
| AUM (Assets Under Management) | $ 3,177,363,713 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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