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Steven Alan Wagner

Steven A. Wagner

OMNIA FAMILY WEALTH | Chief Executive Officer and Managing Partner
Aventura, FL 33180
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CRD#: 825793
Steven Alan Wagner

Professional summary

Steven Alan Wagner is a registered financial advisor currently at OMNIA FAMILY WEALTH, LLC located in Aventura, Florida.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Steven has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52 and Series 1 exams.

top-8-questions

Question & Answer

What are your service offerings?
Financial planning
Trust & estate planning
Philanthropic services
What is your current number of clients?
Under 100
What is your minimum asset requirement?
10M
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GREATER MIAMI JEWISH FEDERATION. I SPEND ABOUT 1 HOUR A MONTH AS A VOLUNTEER FOR THE INVESTMENT COMMITTEE. I DON'T GIVE ANY SPECIFIC INVESTMENT ADVICE. THEY HAVE A CONSULTANT THAT HANDLES THE INVESTING, THEY DEAL MORE WITH BROAD BASED IDEA SHARING. IT IS VOLUNTEER. UBS/ML DOES NOT HANDLE THE MONEY FOR THE FEDERATION, THERE IS NO SPECIFIC THAT WOULD BE A CONFLICT OF INTEREST. BUS HRS: M-T 8:30 TO 4:30 FRI 9-6 4200 BISCYANE BLVD MIAMI, FL 33137 305-576-4000 2) Adler Kawa, Investment Related, Should market environment necessitate the advisory board has the ability to extend duration. Adler Real Estate 21500 Biscayne Blvd Aventura, FL 33180; Real Estate, Advisory Board;0 hours/month. Advisor on a committee to extend the fund should market conditions not be favorable period to sell real estate holdings.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Alan Wagner's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 9, 2015 - Present

OMNIA FAMILY WEALTH, LLC

Office #1: 18851 Ne 29th Avenue Suite 400, Aventura, FL 33180
RIA
CRD#: 170909
Aventura, FL
Past

September 4, 2015 - May 1, 2025

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Aventura, FL
Past

April 24, 2009 - September 8, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
AVENTURA, FL
Past

April 24, 2009 - September 8, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
AVENTURA, FL
Past

January 28, 1995 - May 5, 2009

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
AVENTURA, FL
Past

January 28, 1995 - May 5, 2009

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
AVENTURA, FL
Past

September 9, 1993 - January 28, 1995

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613
NEW YORK, NY
Past

November 26, 1986 - September 29, 1993

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

April 23, 1984 - December 2, 1986

J. B. HANAUER & CO.

BD
CRD#: 6958
Past

October 7, 1983 - March 23, 1984

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

February 28, 1979 - September 19, 1983

FMSBONDS, INC.

BD
CRD#: 7793
Past

August 17, 1976 - March 8, 1979

J B HANAUER AND CO

BD
CRD#: 1000001

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OF
OMNIA FAMILY WEALTH, LLC
OMNIA FAMILY WEALTH, LLC | TERESE ADVISORS, LLC

CRD#: 170909 / SEC#: 801-79590

RIA
Registered Investment Advisory firm - (5/1/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(10/8/2015)
IAR
North Carolina
(9/9/2015)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/18/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/21/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/15/1983
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52
Date: 3/9/1979
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 8/13/1976
Registered Representative Examination

Current Firm

OF
OMNIA FAMILY WEALTH, LLC
OMNIA FAMILY WEALTH, LLC | TERESE ADVISORS, LLC

CRD#: 170909 / SEC#: 801-79590

RIA
Registered Investment Advisory firm - (5/1/2014 Approved)
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Contact information

Main Address
18851 Ne 29th Avenue Suite 400, Aventura, FL 33180
Mailing Address
Phone number
(305) 602-9080
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

OMNIA FORM ADV2A ("DISLCOSURE BROCHURE") (5/19/2025)

Regulatory assets under management

Total Number of Accounts1,097
AUM (Assets Under Management)$ 859,175,175

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OMNIA FAMILY WEALTH, LLC

Chief Executive Officer and Managing PartnerCRD#: 170909Aventura, FL 33180

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