Peter A. Bill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Alvin Bill was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1976. Peter had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2015 - November 15, 2017
TRADINGBLOCK
July 13, 2012 - February 6, 2015
PURSHE KAPLAN STERLING INVESTMENTS
June 19, 2012 - December 31, 2019
SCANWOOD LTD. INC.
January 28, 2008 - December 31, 2010
SCANWOOD LTD. INC.
December 12, 2007 - November 11, 2010
BROKERSXPRESS LLC
December 12, 2007 - July 13, 2012
BROKERSXPRESS LLC
October 31, 2005 - December 20, 2007
OSAIC SERVICES, INC.
October 31, 2005 - December 20, 2007
OSAIC SERVICES, INC.
August 12, 1992 - October 31, 2005
SUNAMERICA SECURITIES, INC.
May 19, 1992 - October 31, 2005
SUNAMERICA SECURITIES, INC.
January 19, 1983 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
October 18, 1976 - December 10, 1982
CORNERSTONE FINANCIAL SERVICES, INC.
August 10, 1976 - December 27, 1976
GLENWOOD SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/5/1976
Registered Representative ExaminationSeries 8
Date: 10/23/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TRADINGBLOCK
CRD#: 128605 / SEC#: , 8-66163
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIA HOLDINGS INC. | OWNER | |
| HEFFERNAN, THOMAS ROBERT | VP | 5538731 |
| HOEH, PHILLIP JOHN | CCO | 2231877 |
| MARTINO, GARY ANTHONY | VP | 1458334 |
| OGILVIE, DONAL SHANNON | COO | 2863275 |
| VANDERHOOF, JOEL MICHAEL | PRESIDENT - INVESTMENT BANKING | 4152196 |
| WALLACE, ROBERT DIRLAM | CFO | 4606185 |
| WICKERT, JERE THOMAS | CEO AND PRESIDENT | 2079719 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
