Susan Sharon Williams
Professional Summary
Susan Sharon Williams, who also goes by Sue Davis, Susan Sharon Davis, Susan Davis, was a registered financial advisor. Susan was a previously registered financial professional and started their career in finance 1976 - 1989. Susan had worked at 3 firms and has passed the Series 63, F04 and Series 40 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sue Davis, Susan Sharon Davis, Susan Davis
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
50 years in the financial services industry
Current & Past Employments
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Current Firm
CHRYSALIS LTD. | STEVEN KING SECURITIES, INC. | CIMMARON SECURITIES CORPORATION
Contact Information
Established
Washington since 10/10/1986Firm Type
CorporationFiscal Year End
SeptemberDocuments
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
F04 — Financial Principal Examination
Passed Dec 1976Series 40 — Registered Principal Examination
Passed Jul 1976Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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