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Robert Neal Decker

CRD# 825692·Registered 1976 - 2018
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Neal Decker, who also goes by Bob Decker, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1976 - 2018. Robert had worked at 15 firms and has passed the Series 66, Series 63, Series 7 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Decker

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

50 years in the financial services industry

Current & Past Employments

MAGGI INVESTMENT SERVICES, LLC·CRD# 156856
RIA
St. Petersburg, FL
April 14, 2017 - December 20, 2018
BOB DECKER & ASSOCIATES, LLC·CRD# 153253
RIA
St. Petersburg, FL
May 27, 2010 - December 31, 2017
ALLEGIANT FINANCIAL ADVISORS, LLC·CRD# 141047
RIA
Miami Beach, FL
March 3, 2009 - June 14, 2010
ALLEGIANT SECURITIES L.L.C.·CRD# 133912
BD
Miami, FL
February 3, 2009 - June 14, 2010
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
RIA
St. Petersburg, FL
January 14, 2005 - February 17, 2009
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
RIA
St. Petersburg, FL
September 21, 2004 - October 5, 2004
LINN & ASSOCIATES INC·CRD# 108675
RIA
St. Petersburg, FL
November 21, 2003 - January 26, 2005
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
RIA
St. Petersburg, FL
September 23, 2003 - November 17, 2003
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
St. Petersburg, FL
September 17, 2003 - February 17, 2009
LEGACY ADVISORY SERVICES, INC.·CRD# 111027
RIA
Pittsburg, PA
December 2, 2002 - September 23, 2003
LEGACY FINANCIAL SERVICES, INC.·CRD# 38697
BD
Petaluma, CA
November 25, 2002 - September 23, 2003
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
Austin, TX
June 25, 2001 - October 30, 2002
CENTENNIAL CAPITAL MANAGEMENT, INC.·CRD# 38988
BD
Atlanta, GA
January 11, 2000 - June 29, 2001
PIN OAK PARTNERS, INC.·CRD# 44814
BD
Pittsburgh, PA
January 22, 1999 - December 17, 1999
CENTENNIAL CAPITAL MANAGEMENT, INC.·CRD# 38988
BD
Atlanta, GA
May 7, 1997 - January 25, 1999
WORLD INVEST CORPORATION·CRD# 17223
BD
Deerfield Beach, FL
January 17, 1996 - May 9, 1997
SECURITIES MANAGEMENT & RESEARCH, INC.·CRD# 759
BD
Cedar Rapids, IA
April 20, 1993 - December 31, 1995
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
El Segundo, CA
February 20, 1990 - March 15, 1993
SECURITIES MANAGEMENT & RESEARCH, INC.·CRD# 759
BD
January 15, 1988 - April 14, 1988
PFS INVESTMENTS INC.·CRD# 10111
BD
June 20, 1983 - November 27, 1987
GENERAL AMERICAN LIFE INSURANCE COMPANY·CRD# 3963
BD
August 2, 1976 - August 17, 1984

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Current Firm

MI
MAGGI INVESTMENT SERVICES, LLC

FEDERAL EDUCATORS | MAGGI TAX ADVISORY GROUP, INC. | MAGGI TAX ADVISORY & FINANCIAL GROUP | MAGGI INVESTMENT SERVICES, LLC

CRD#: 156856 / SEC#: 801-136550
RIA
Registered Investment Advisory firm - SEC (6/22/2026 Approved)
Florida
Registered Investment Advisory firm - Florida (7/20/2026 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (7/13/2026 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (6/23/2026 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (7/9/2026 Terminated)
Texas
Registered Investment Advisory firm - Texas (7/9/2026 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

3895 Tampa Road, Oldmar, FL 34677

Phone Number

(727) 799-1701

# of Employees

3

SEC notice filing (6 States and Territories)

Registered to provide investment advisory services in 6 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV 2A & 2B SEC (5/21/2026)

Regulatory Assets Under Management

Total Number of Accounts

515

AUM (Assets Under Management)

$154,000,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MAGGI INVESTMENT SERVICES, LLC

FEDERAL EDUCATORS | MAGGI TAX ADVISORY GROUP, INC. | MAGGI TAX ADVISORY & FINANCIAL GROUP | MAGGI INVESTMENT SERVICES, LLC

CRD#: 156856 / SEC#: 801-136550
RIA
Registered Investment Advisory firm - SEC (6/22/2026 Approved)
Florida
Registered Investment Advisory firm - Florida (7/20/2026 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (7/13/2026 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (6/23/2026 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (7/9/2026 Terminated)
Texas
Registered Investment Advisory firm - Texas (7/9/2026 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2003About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 2002About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Jul 1976

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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