Mary F. Mernah
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Frances Mernah, who also goes by Mary F Bergeron, Mary Frances Bergeron, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1976. Mary had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 1995 - June 6, 1996
D.E. FREY & COMPANY, INC.
December 14, 1983 - September 27, 1990
TRI-BRADLEY INVESTMENTS
April 28, 1981 - December 21, 1983
VANTAGE SECURITIES OF COLORADO, INC.
February 10, 1978 - May 15, 1981
FIRST COLORADO INVESTMENTS & SECURITIES, INC.
August 2, 1976 - March 10, 1978
DEUTSCHE IXE, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
D.E. FREY & COMPANY, INC.
CRD#: 23595 / SEC#: , 8-40582
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Civil Event | 4 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
