Sharen M. Stoner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharen Marie Stoner, who also goes by Sharen Stonerholk, was a registered financial professional .
Sharen is a previously registered financial professional and started their career in finance in 1976. Sharen had worked at 8 firms and has passed the Series 63, Series 7, Series 1, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2009 - December 31, 2023
SMS FINANCIAL LLC
January 2, 2009 - April 1, 2009
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 8, 1997 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 6, 1988 - April 1, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 18, 1987 - August 8, 1988
VP DISTRIBUTORS LLC
March 16, 1983 - September 1, 1987
FSC SECURITIES CORPORATION
September 26, 1978 - September 24, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 26, 1978 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
August 6, 1976 - March 1, 1978
CAPITAL CLIENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/4/1976
Registered Representative ExaminationCurrent Firm
SMS FINANCIAL LLC
CRD#: 147685 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 7,900,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
