John P. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Paul White was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1981. John had worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2005 - December 31, 2021
CROWN CAPITAL SECURITIES, L.P.
February 26, 2002 - December 31, 2004
BTS ASSET MANAGEMENT, INC.
August 20, 2001 - December 31, 2021
CROWN CAPITAL SECURITIES, L.P.
May 2, 1990 - August 21, 2001
METROPOLITAN LIFE INSURANCE COMPANY
April 25, 1990 - August 21, 2001
MSI FINANCIAL SERVICES, INC.
February 3, 1989 - April 25, 1990
UR FINANCIAL, INC.
March 2, 1987 - February 16, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
August 13, 1986 - January 29, 1987
PLANVEST CAPITAL CORPORATION
August 21, 1985 - August 12, 1986
PILOT FINANCIAL SERVICES, INC.
July 26, 1984 - August 27, 1985
HI SECURITIES, INC.
December 22, 1981 - January 4, 1984
TITAN/VALUE EQUITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/26/1976
Registered Representative ExaminationCurrent Firm
CROWN CAPITAL SECURITIES, L.P.
CRD#: 6312 / SEC#: 801-57663, 8-17264
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DELTA CAPITAL HOLDINGS, LLC | GENERAL PARTNER | |
| DELTA BROKER HOLDING, LLC | LIMITED PARTNER | |
| EDWARDS, DON MICHAEL | CFO/FINOP/CONTROLLER | 2669488 |
| FRENCH, JONATHAN LEE | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO/CCO/COO/INV. ADV.SERV. | 3155702 |
| PAULSEN, DAROL KENNETH | CEO/DIR./TREASURER/SROP | 358292 |
| PAULSEN, PHYLLIS JEAN | SR. VP/DIR/CAO DIR./LIC & REG/SEC | 1512757 |
Regulatory assets under management
| Total Number of Accounts | 5,654 |
| AUM (Assets Under Management) | $ 1,223,108,240 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
