Thomas C. Jackson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Carson Jackson, who also goes by Tom Jackson, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1982. Thomas had worked at 16 firms and has passed the Series 63, Series 7, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2015 - February 22, 2018
GRADIENT ADVISORS, LLC
July 19, 2010 - June 2, 2015
REDHAWK WEALTH ADVISORS, INC.
October 1, 2008 - July 14, 2010
HORTER INVESTMENT MANAGEMENT, LLC
January 2, 2008 - October 2, 2008
ENVISION INVESTMENT ADVISORS, LLC
August 7, 2006 - January 2, 2008
J. W. COLE ADVISORS, INC.
August 4, 2006 - January 2, 2008
J.W. COLE FINANCIAL, INC.
June 3, 2003 - August 10, 2006
COMMONWEALTH FINANCIAL NETWORK
June 3, 2003 - August 10, 2006
COMMONWEALTH FINANCIAL NETWORK
March 9, 2001 - July 26, 2002
VESTAX SECURITIES CORPORATION
February 27, 2001 - June 13, 2003
LOCUST STREET SECURITIES, INC.
June 15, 2000 - October 16, 2000
FREEDOM FINANCIAL, INC.
January 1, 1999 - March 7, 2003
INDEPENDENT ADVISERS GROUP CORP
October 29, 1998 - June 13, 2003
LOCUST STREET SECURITIES, INC.
January 5, 1996 - November 12, 1998
LPL FINANCIAL LLC
August 1, 1991 - December 31, 1995
CINCINNATI ANALYSTS, INC.
March 25, 1988 - July 31, 1991
VP DISTRIBUTORS LLC
March 26, 1984 - March 3, 1988
OLD SLIP CAPITAL MANAGEMENT, INC.
April 21, 1982 - March 30, 1983
RETIREMENT INVESTMENT GROUP
January 8, 1982 - September 6, 1983
VP DISTRIBUTORS LLC
Primary Firm SEC Registration
GRADIENT ADVISORS, LLC
CRD#: 152665 / SEC#: 801-71000
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/2/1976
Registered Representative ExaminationCurrent Firm
GRADIENT ADVISORS, LLC
CRD#: 152665 / SEC#: 801-71000
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,222 |
| AUM (Assets Under Management) | $ 218,611,410 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
