Deborah D. Aylesworth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Dawn Aylesworth was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1973. Deborah had worked at 4 firms and has passed the Series 65, Series 63, Series 1, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 1985 - December 11, 1985
O. R. SECURITIES, INC.
February 15, 1985 - December 31, 2003
HDA SERVICE CORPORATION
November 10, 1976 - October 8, 1985
WZW FINANCIAL SERVICES, INC.
February 12, 1973 - December 15, 1976
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/12/1973
Registered Representative ExaminationCurrent Firm
O. R. SECURITIES, INC.
CRD#: 10216 / SEC#: , 8-26738
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
