Marsha J. Black
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marsha Jayne Black, who also goes by Marsha Jayne Claytor, Marsha Jayne Ekberg, was a registered financial professional .
Marsha is a previously registered financial professional and started their career in finance in 1976. Marsha had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2013 - February 9, 2016
ADIRONDACK TRADING GROUP LLC
May 10, 2010 - December 31, 2013
CADARET, GRANT & CO., INC.
August 23, 2001 - December 31, 2013
CADARET, GRANT & CO., INC.
March 19, 1999 - September 12, 2001
MML INVESTORS SERVICES, LLC
January 2, 1998 - March 18, 1999
CADARET, GRANT & CO., INC.
July 3, 1997 - January 2, 1998
PINEBRIDGE SECURITIES LLC
October 23, 1987 - July 3, 1997
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
January 9, 1986 - November 19, 1987
PRINCIPAL SECURITIES, INC.
June 19, 1983 - November 12, 1985
AETNA LIFE INSURANCE AND ANNUITY COMPANY
August 2, 1976 - January 14, 1986
LOCUST STREET SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 7/22/1976
Registered Representative ExaminationCurrent Firm
ADIRONDACK TRADING GROUP LLC
CRD#: 103910 / SEC#: , 8-52384
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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