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Marsha Jayne Black

CRD# 825419·Registered 1976 - 2016
Previously Registered: Being a previously registered professional could mean that Marsha is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Marsha Jayne Black, who also goes by Marsha Jayne Claytor, Marsha Jayne Ekberg, was a registered financial advisor. Marsha was a previously registered financial professional and started their career in finance 1976 - 2016. Marsha had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Marsha Jayne Claytor, Marsha Jayne Ekberg

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

50 years in the financial services industry

Current & Past Employments

ADIRONDACK TRADING GROUP LLC·CRD# 103910
BD
Benecia, CA
December 23, 2013 - February 9, 2016
CADARET, GRANT & CO., INC.·CRD# 10641
RIA
Bakersfield, CA
May 10, 2010 - December 31, 2013
CADARET, GRANT & CO., INC.·CRD# 10641
BD
Bakersfield, CA
August 23, 2001 - December 31, 2013
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
March 19, 1999 - September 12, 2001
CADARET, GRANT & CO., INC.·CRD# 10641
BD
Syracuse, NY
January 2, 1998 - March 18, 1999
PINEBRIDGE SECURITIES LLC·CRD# 5967
BD
New York, NY
July 3, 1997 - January 2, 1998
SUN LIFE FINANCIAL DISTRIBUTORS, INC.·CRD# 5496
BD
Wellesley Hills, MA
October 23, 1987 - July 3, 1997
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
January 9, 1986 - November 19, 1987
AETNA LIFE INSURANCE AND ANNUITY COMPANY·CRD# 13256
BD
June 19, 1983 - November 12, 1985
LOCUST STREET SECURITIES, INC.·CRD# 1703
BD
August 2, 1976 - January 14, 1986

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Current Firm

AT
ADIRONDACK TRADING GROUP LLC

ADIRONDACK TRADING GROUP LLC

CRD#: 103910 / SEC#: 8-52384
BD
Terminated by SEC on 07/30/2016

Contact Information

Established

New York since 07/09/1999

Firm Type

Limited Liability Company

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
RIDGEWAY & CONGER, INC.PARENT—
GARBER, LEIGH MCCOBBCCO—
GARBER, LEIGH MCCOBBPRESIDENT/CEO2768572
GARBER, LEIGH MCCOBBROSFP, MUNICIPAL PRINCIPAL2768572

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1988About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1993About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Jul 1976

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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