Joseph A. Guterding
Professional summary
Joseph Anthony Guterding is a registered financial advisor currently at THE COMPOUNDING CO located in Baldwin, New York.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Joseph has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Anthony Guterding's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 4, 2026 - Present
THE COMPOUNDING CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/4/2026)
Current Firm
THE COMPOUNDING CO
CRD#: 342215 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.