Jack B. Lipsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Bender Lipsky was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1976. Jack had worked at 6 firms and has passed the SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2012 - March 30, 2016
NORTH RIDGE SECURITIES CORP.
August 24, 2000 - December 21, 2012
WALNUT STREET SECURITIES, INC.
August 25, 1998 - August 9, 2000
NATHAN & LEWIS SECURITIES, INC.
March 1, 1991 - August 28, 1998
GUARDIAN INVESTOR SERVICES LLC
October 20, 1980 - March 2, 1992
EQUITABLE ADVISORS, LLC
August 2, 1976 - March 2, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 7/26/1976
Registered Representative ExaminationCurrent Firm
NORTH RIDGE SECURITIES CORP.
CRD#: 27098 / SEC#: 801-108451, 8-42879
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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