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AR

Arvind Kandasamy Rathnashyam

DV EQUITIES
CHICAGO, IL
·CRD# 8252760·1 year experience

Professional Summary

Arvind Kandasamy Rathnashyam is a registered financial advisor currently at DV EQUITIES located in Chicago, Illinois. Arvind is registered as a RR (Registered Representative) and started their career in finance in 2026. Arvind has worked at 1 firm and has passed the Series 57TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

DV EQUITIES·CRD# 312688
BD
425 S. Financial Place Suite 2800, Chicago, IL 60605
April 23, 2026 - Present

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Current Firm

DE
DV EQUITIES

DV EQUITIES | DV SECURITIES II, LLC | DV EQUITIES, LLC

CRD#: 312688 / SEC#: 8-70659
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

425 S. Financial Place Suite 2800, Chicago, IL 60605

Mailing Address

425 S. Financial Place Suite 2800, Chicago, IL 60605

Phone Number

(312) 837-0649

Established

Delaware since 12/09/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
DV GROUP, LLCMEMBER—
CARLINO, ERIC JAMESDIRECTOR OF FIXED INCOME/TRADING PRINCIPAL2898311
HORGAN, RICHARD JOHNCHIEF FINANCIAL OFFICER6697860
KATZ, SHIFRACHIEF COMPLIANCE OFFICER7166902

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 57TO — Securities Trader Exam

Passed Apr 2026About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2026About the SIE exam
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Arvind Kandasamy Rathnashyam's CRS (Customer Relationship Summary).

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