AA
Alan C. Achtel
ACA/PRUDENT INVESTORS PLANNING
Green Brook, NJ 08812
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CRD#: 825259
AA
Professional summary
Alan Craig Achtel is a registered financial professional currently at ACA/PRUDENT INVESTORS PLANNING CORPORATION located in Green Brook, New Jersey.
Alan is registered as a RR (Registered Representative) and started their career in finance in 1976. Alan has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 1, Series 14, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Alan Craig Achtel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 27, 1999 - Present
ACA/PRUDENT INVESTORS PLANNING CORPORATION
Office #1: 290 Us Highway 22 2nd Floor, Green Brook, NJ 08812Office #2: 290 Route 22 West Suite 201, Green Brook, NJ 08812RIA
BD
CRD#: 47798
Green Brook, NJ
Past
April 20, 1991 - August 27, 1999
ACA/PRUDENT INVESTORS PLANNING COMPANY
BD
CRD#: 3102
CLIFTON, NJ
Past
April 19, 1990 - September 23, 1991
ACA INVESTORS PLANNING COMPANY
BD
CRD#: 26094
Past
July 26, 1976 - February 3, 1990
ACA/PRUDENT INVESTORS PLANNING COMPANY
BD
CRD#: 3102
CLIFTON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ACA/PRUDENT INVESTORS PLANNING CORPORATION
ACA/PRUDENT INVESTORS PLANNING CORPORATION
CRD#: 47798 / SEC#: 801-56596, 8-51899
RIA
Registered Investment Advisory firm - SEC (6/15/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/2/2021)
RR
Arizona(6/26/2006)
RR
California(9/3/1999)
RR
Connecticut(10/1/1999)
RR
Delaware(3/5/2010)
RR
Florida(10/5/1999)
RR
Georgia(9/7/1999)
RR
Illinois(3/2/2010)
RR
Louisiana(1/19/2021)
RR
Maine(9/6/2024)
RR
Maryland(3/23/2010)
RR
Massachusetts(12/15/1999)
RR
New Hampshire(4/13/2011)
RR
New Jersey(9/7/1999)
RR
New York(6/6/2001)
RR
North Carolina(10/10/2000)
RR
Ohio(4/5/2010)
RR
Oregon(2/8/2021)
RR
Pennsylvania(10/7/1999)
RR
South Carolina(1/27/2005)
RR
Texas(4/11/2001)
RR
Virginia(9/28/2005)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 7/19/1976
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AI
ACA/PRUDENT INVESTORS PLANNING CORPORATION
ACA/PRUDENT INVESTORS PLANNING CORPORATION
CRD#: 47798 / SEC#: 801-56596, 8-51899
RIA
Registered Investment Advisory firm - SEC (6/15/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
290 Route 22 West Suite 201, Green Brook, NJ 08812
Mailing Address
290 Route 22 West Suite 201, Green Brook, NJ 08812
Phone number
(732) 926-1100
Established
New Jersey since 04/15/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
2
SEC notice filing (14 States and Territories)
FINRA licenses (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,511 |
| AUM (Assets Under Management) | $ 323,469,032 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
