Michael E. Geringer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Edward Geringer, who also goes by Michael E Geringer, Mike Geringer, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1976. Michael had worked at 17 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2019 - November 18, 2020
VIRTUE CAPITAL MANAGEMENT, LLC
March 5, 2015 - September 3, 2019
HORTER INVESTMENT MANAGEMENT, LLC
October 18, 2012 - November 21, 2013
PFS INVESTMENTS INC.
September 24, 2012 - November 21, 2013
PFS INVESTMENTS INC.
August 18, 2010 - October 7, 2010
MSI FINANCIAL SERVICES, INC.
August 3, 2010 - October 7, 2010
MSI FINANCIAL SERVICES, INC.
June 9, 2008 - August 27, 2008
CONCORDIUS CAPITAL ADVISORS
June 2, 2008 - August 13, 2008
WFG INVESTMENTS, INC.
October 30, 2007 - May 28, 2008
ALLSTATE FINANCIAL SERVICES, LLC
March 30, 2006 - July 31, 2006
RAYMOND JAMES & ASSOCIATES, INC.
March 29, 2006 - July 31, 2006
RAYMOND JAMES & ASSOCIATES, INC.
November 22, 2002 - August 6, 2004
MORGAN STANLEY DW INC.
April 18, 1996 - August 6, 2004
MORGAN STANLEY DW INC.
July 24, 1995 - February 8, 1996
FIRST UNION BROKERAGE SERVICES, INC.
September 21, 1990 - July 5, 1995
ROYAL PALM CAPITAL, INC.
May 24, 1989 - June 29, 1990
BLUESTONE SECURITIES CORPORATION
July 11, 1984 - April 6, 1989
POLARIS SECURITIES CORPORATION
August 30, 1983 - July 16, 1984
K G EQUITY RESOURCES, INC.
August 16, 1982 - August 26, 1983
THE GREAT-WEST LIFE ASSURANCE COMPANY
January 11, 1980 - June 5, 1982
A. G. EDWARDS & SONS, INC.
July 22, 1976 - February 4, 1980
J.C. BRADFORD & CO.
Primary Firm SEC Registration
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
Contact information
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,111 |
| AUM (Assets Under Management) | $ 787,466,707 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
