Peter Castellino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Castellino was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1976. Peter had worked at 5 firms and has passed the Series 7, Series 5 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 1992 - February 4, 2002
WORLD FIRST FINANCIAL SERVICES, INC.
May 31, 1985 - May 23, 1986
PRUDENTIAL EQUITY GROUP, LLC
June 30, 1980 - April 30, 1985
MORGAN STANLEY DW INC.
September 26, 1978 - June 30, 1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 27, 1976 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 3/19/1983
Interest Rate Options ExaminationCurrent Firm
WORLD FIRST FINANCIAL SERVICES, INC.
CRD#: 1612 / SEC#: , 8-20392
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
