Charles L. Campbell
Professional summary
Charles Louis Campbell was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Charles is a previously registered financial professional and started their career in finance in 1976. Prior to being barred, Charles had worked at 6 firms, which includes U.S. SECURITIES CLEARING CORP., FIRST UNION SECURITIES INC, OMEGA NORTHWEST INC., AMERITRADE NORTHWEST INC., GREENFIELD/CAMPBELL INC., HARRIS INVESTORLINE INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 1988 - March 17, 1989
U.S. SECURITIES CLEARING CORP.
June 8, 1984 - March 18, 1985
FIRST UNION SECURITIES INC
July 27, 1982 - December 28, 1982
OMEGA NORTHWEST, INC.
January 22, 1982 - June 28, 1982
AMERITRADE NORTHWEST, INC.
March 7, 1978 - November 17, 1988
GREENFIELD/CAMPBELL, INC.
July 22, 1976 - October 31, 1977
HARRIS INVESTORLINE INC.
State Registrations and Notice Filings
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Exams
Series 40
Date: 3/8/1977
Registered Principal ExaminationCurrent Firm
U.S. SECURITIES CLEARING CORP.
CRD#: 15403 / SEC#: , 8-32095
Contact information
Documents
Red Flags
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