AP
Ava E. Pompay
PROSPERITY WEALTH PLANNING
IRVINE, CA 92612
CRD#: 8249380
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AP
Ava Elizabeth PompayPROSPERITY WEALTH PLANNING
Professional summary
Ava Elizabeth Pompay is a registered financial advisor currently at PROSPERITY WEALTH PLANNING LLC located in Irvine, California.
Ava is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Ava has worked at 1 firm .
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Ava Elizabeth Pompay's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 9, 2026 - Present
PROSPERITY WEALTH PLANNING LLC
Office #1: 3349 Michelson Dr Suite 200-8e, Irvine, CA 92612RIA
CRD#: 315163
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PROSPERITY WEALTH PLANNING LLC
PROSPERITY WEALTH PLANNING LLC | PROSPERITY WEALTH PLANNING, LLC
CRD#: 315163 / SEC#: 801-121807
RIA
Registered Investment Advisory firm - (7/19/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/9/2026)
IAR
Texas(4/9/2026)
Exams
Current Firm
PW
PROSPERITY WEALTH PLANNING LLC
PROSPERITY WEALTH PLANNING LLC | PROSPERITY WEALTH PLANNING, LLC
CRD#: 315163 / SEC#: 801-121807
RIA
Registered Investment Advisory firm - (7/19/2021 Approved)Loading...
Contact information
Main Address
3349 Michelson Dr Suite 200-8e, Irvine, CA 92612
Mailing Address
Phone number
(877) 878-7860
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 583 |
| AUM (Assets Under Management) | $ 216,112,863 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
