Stephen D. Durfee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Douglas Durfee, who also goes by Steve Durfee, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1976. Stephen had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 1988 - December 31, 1989
KETTLER & COMPANY
February 3, 1987 - April 6, 1987
PORCARI, FEARNOW & ASSOCIATES, INC.
August 5, 1986 - January 19, 1987
THE STUART-JAMES COMPANY, INCORPORATED
February 1, 1984 - February 2, 1984
PORCARI, FEARNOW & ASSOCIATES, INC.
June 10, 1983 - March 28, 1987
MORRISON, SCHULTE & CO., INC.
March 31, 1983 - May 31, 1983
CIBC WORLD MARKETS CORP.
October 7, 1981 - March 11, 1982
FINANCIAL SQUARE PARTNERS
February 21, 1980 - September 19, 1981
CITIGROUP GLOBAL MARKETS INC.
June 5, 1979 - February 22, 1980
CIBC WORLD MARKETS CORP.
September 16, 1977 - June 22, 1979
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
July 22, 1976 - August 27, 1976
BACHE & CO INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KETTLER & COMPANY
CRD#: 10530 / SEC#: , 8-26606
Contact information
Documents
Red Flags
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