Shahab Fatheazam
Professional summary
Shahab Fatheazam is a registered financial professional currently at LINCOLN INTERNATIONAL LLC located in Chicago, Illinois.
Shahab is registered as a RR (Registered Representative) and started their career in finance in 1976. Shahab has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shahab Fatheazam's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2010 - Present
LINCOLN INTERNATIONAL LLC
Office #1: 110 North Wacker Drive-51st Floor, Chicago, IL 60606June 3, 2005 - January 12, 2010
HOULIHAN LOKEY ADVISORS, LLC
February 11, 2002 - June 1, 2005
THIRD500, LLC
July 8, 1999 - April 20, 2001
PRUDENTIAL EQUITY GROUP, LLC
June 25, 1997 - July 2, 1999
VECTOR SECURITIES INTERNATIONAL, INC.
March 10, 1988 - October 16, 1990
UBS FINANCIAL SERVICES INC.
May 19, 1978 - July 25, 1987
KIDDER, PEABODY & CO. INCORPORATED
July 22, 1976 - May 19, 1978
KIDDER, PEABODY & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2021)
(1/22/2010)
(1/5/2021)
(1/5/2021)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LINCOLN INTERNATIONAL LLC
CRD#: 42045 / SEC#: , 8-49671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LINCOLN INTERNATIONAL, LP | SOLE MEMBER | |
| BARR, ROBERT BRUCE | MANAGING MEMBER | 720560 |
| BROWN, ROBERT TODD | CHIEF EXECUTIVE OFFICER | 3114282 |
| HAQUE, SARAH ANSARI | CHIEF COMPLIANCE OFFICER & DEPUTY GENERAL COUNSEL | 7419726 |
| KAHN, RONALD ALAN | EXECUTIVE COMMITTEE MEMBER | 1701384 |
| LAWSON, LAWRENCE JAMES III | MANAGING MEMBER, CHAIRMAN | 1081222 |
| MALCHOW, ERIC DENNIS | PRESIDENT | 2499555 |
| NELSON, JULIE ANNE | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS | 7051181 |
Disclosures
| Regulatory Event | 1 |
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