Scott E. Schwinger

ASCENSION CAPITAL ADVISORS

HOUSTON, TX 77056

CRD#: 8248270

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Professional summary

Scott E Schwinger is a registered financial advisor currently at ASCENSION CAPITAL ADVISORS, INC. located in Houston, Texas.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Scott has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott E Schwinger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2026 - Present

ASCENSION CAPITAL ADVISORS, INC.

Office #1: 4900 Woodway Drive Suite 1150, Houston, TX 77056

RIA

CRD#: 109518

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASCENSION CAPITAL ADVISORS, INC.

CRD#: 109518 / SEC#: 801-57951

RIA

Registered Investment Advisory firm - (9/15/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/27/2026

Uniform Investment Adviser Law Examination

Current Firm

ASCENSION CAPITAL ADVISORS, INC.

CRD#: 109518 / SEC#: 801-57951

RIA

Registered Investment Advisory firm - (9/15/2000 Approved)

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Contact information

Main Address

4900 Woodway Drive Suite 1150, Houston, TX 77056

Mailing Address

Phone number

(713) 952-6900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND 2B JULY 2025 (7/7/2025)

Regulatory assets under management

Total Number of Accounts	519
AUM (Assets Under Management)	$ 634,287,172

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/22/2024	Cover Page	Report
01/18/2024	Cover Page	Report
01/18/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott E. Schwinger

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott E Schwinger's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASCENSION CAPITAL ADVISORS, INC.

Primary Firm SEC Registration

ASCENSION CAPITAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/27/2026

Current Firm

ASCENSION CAPITAL ADVISORS, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ASCENSION CAPITAL ADVISORS, INC.

TRUST BUT VERIFY

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