Kevin B. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Barrett Murphy was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1976. Kevin had worked at 14 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, Series 7TO, SIE, Series 7, PC, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2018 - September 17, 2021
JOHNSON & MURPHY WEALTH ADVISORS, LLC
October 27, 2017 - December 31, 2017
JOHNSON & MURPHY WEALTH ADVISORS, LLC
July 2, 2012 - February 27, 2014
FIRST ALLIED ADVISORY SERVICES, INC.
December 5, 2011 - February 10, 2022
PRIVATE CLIENT GROUP ASSET MANAGEMENT
November 30, 2010 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
November 4, 2010 - October 29, 2021
FIRST ALLIED SECURITIES, INC.
April 8, 2010 - August 6, 2010
SPIRE WEALTH MANAGEMENT, LLC
April 1, 2010 - August 6, 2010
SPIRE SECURITIES, LLC
January 12, 2010 - March 17, 2010
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
December 24, 2009 - March 17, 2010
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 20, 1991 - December 2, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 26, 1989 - December 2, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 5, 1984 - August 10, 1989
DEAN WITTER PUERTO RICO INC.
January 11, 1984 - February 16, 1989
MORGAN STANLEY DW INC.
November 26, 1980 - July 22, 1986
E. F. HUTTON & COMPANY INC
December 19, 1979 - December 21, 1980
SALOMON BROTHERS INC.
August 11, 1978 - September 30, 1979
BLYTH EASTMAN DILLON & CO. INCORPORATED
July 22, 1976 - October 13, 1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 12/5/2022
General Securities Representative ExaminationPC
Date: 10/4/1993
AMEX Put and Call ExamCurrent Firm
JOHNSON & MURPHY WEALTH ADVISORS, LLC
CRD#: 289134 / SEC#:
Contact information
Red Flags
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