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Kevin Barrett Murphy

CRD# 824763·Registered 1976 - 2021
Previously Registered: Being a previously registered professional could mean that Kevin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kevin Barrett Murphy was a registered financial advisor. Kevin was a previously registered financial professional and started their career in finance 1976 - 2021. Kevin had worked at 14 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, Series 7TO, SIE, Series 7, PC, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

48 years in the financial services industry

Current & Past Employments

Past

PRIVATE CLIENT GROUP ASSET MANAGEMENTPast·CRD# 148208
RIA
Bedminster, NJ
December 5, 2011 - February 10, 2022
FIRST ALLIED SECURITIES, INC.Past·CRD# 32444
BD
Bedminster, NJ
November 4, 2010 - October 29, 2021
JOHNSON & MURPHY WEALTH ADVISORS, LLCPast·CRD# 289134
RIA
Bedminster, NJ
January 23, 2018 - September 17, 2021
JOHNSON & MURPHY WEALTH ADVISORS, LLCPast·CRD# 289134
RIA
Bedminster, NJ
October 27, 2017 - December 31, 2017
FIRST ALLIED ADVISORY SERVICES, INC.Past·CRD# 137888
RIA
Bedminster, NJ
July 2, 2012 - February 27, 2014
FIRST ALLIED SECURITIES, INC.Past·CRD# 32444
RIA
Bedminster, NJ
November 30, 2010 - July 2, 2012
SPIRE WEALTH MANAGEMENT, LLCPast·CRD# 113908
RIA
Pottersville, NJ
April 8, 2010 - August 6, 2010
SPIRE SECURITIES, LLCPast·CRD# 144131
BD
Mclean, VA
April 1, 2010 - August 6, 2010
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLCPast·CRD# 11025
RIA
Summit, NJ
January 12, 2010 - March 17, 2010
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLCPast·CRD# 11025
BD
Summit, NJ
December 24, 2009 - March 17, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
Morristown, NJ
September 20, 1991 - December 2, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
New York, NY
October 26, 1989 - December 2, 2004
DEAN WITTER PUERTO RICO INC.Past·CRD# 14805
BD
October 5, 1984 - August 10, 1989
MORGAN STANLEY DW INC.Past·CRD# 7556
BD
Purchase, NY
January 11, 1984 - February 16, 1989
E. F. HUTTON & COMPANY INCPast·CRD# 235
BD
November 26, 1980 - July 22, 1986
SALOMON BROTHERS INC.Past·CRD# 740
BD
December 19, 1979 - December 21, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATEDPast·CRD# 6361
BD
August 11, 1978 - September 30, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.Past·CRD# 572
BD
July 22, 1976 - October 13, 1976

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Current Firm

J&
JOHNSON & MURPHY WEALTH ADVISORS, LLC

CARE2SHINE WEALTH MANAGEMENT, LLC | JOHNSON & MURPHY WEALTH ADVISORS, LLC

CRD#: 289134

Contact Information

Main Address

376 Main Street Suite 200, Bedminster, NJ 07921

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2010About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1989About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 7TO — General Securities Representative Examination

Passed Dec 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2009About the Series 7 exam

PC — AMEX Put and Call Exam

Passed Oct 1993

Series 53 — Municipal Securities Principal Examination

Passed Jun 1984About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Apr 1984About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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