John W. Mccall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Mccall JR, who also goes by John William Mccall, Sandy Mccall, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1976. John had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 5, PC, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2008 - December 20, 2017
MCNALLY FINANCIAL SERVICES CORPORATION
August 31, 2007 - December 20, 2017
MCNALLY FINANCIAL SERVICES CORPORATION
September 23, 2005 - September 21, 2007
JHS CAPITAL ADVISORS, LLC
September 15, 2000 - September 23, 2005
STERLING FINANCIAL INVESTMENT GROUP, INC.
June 15, 1999 - October 16, 2000
CAPBAY FINANCIAL SERVICES
August 6, 1994 - March 24, 1999
ROUND HILL SECURITIES, INC.
July 31, 1993 - August 4, 1994
CITIGROUP GLOBAL MARKETS INC.
October 26, 1990 - July 31, 1993
LEHMAN BROTHERS INC.
September 13, 1985 - November 21, 1990
SUTRO & CO. INCORPORATED
January 31, 1980 - October 3, 1985
UBS FINANCIAL SERVICES INC.
July 22, 1976 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/9/1981
Interest Rate Options ExaminationPC
Date: 9/2/1977
AMEX Put and Call ExamSeries 8
Date: 3/14/1983
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MCNALLY FINANCIAL SERVICES CORPORATION
CRD#: 121196 / SEC#: , 8-65388
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCNALLY, DAVID DORN | CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER | 839798 |
Regulatory assets under management
| Total Number of Accounts | 142 |
| AUM (Assets Under Management) | $ 25,149,615 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
