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Fady Barsoum

UPMARKET SECURITIES
MILPITAS, CA 95035
Some features on this profile are disabled
CRD#: 8246414
FB
Fady BarsoumUPMARKET SECURITIES

Professional summary

Fady Barsoum, who also goes by Fady Medhat Adly Barsoum, is a registered financial professional currently at UPMARKET SECURITIES LLC located in Milpitas, California.

Fady is registered as a RR (Registered Representative) and started their career in finance in 2026. Fady has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

Aliases

Fady Medhat Adly Barsoum

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Fady Barsoum's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 3, 2026 - Present

UPMARKET SECURITIES LLC

Office #1: 1525 Mccarthy Boulevard #1000, Milpitas, CA 95035
BD
CRD#: 295634
MILPITAS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/3/2026)
RR
New York
(8/3/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 2/23/2026
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/2/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/21/2026
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

US
UPMARKET SECURITIES LLC
MEIXIN SECURITIES LLC | UPMARKET SECURITIES LLC | MX SECURITIES LLC

CRD#: 295634 / SEC#: , 8-70120

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
1525 Mccarthy Boulevard #1000, Milpitas, CA 95035
Mailing Address
1525 Mccarthy Boulevard #1000, Milpitas, CA 95035
Phone number
+1 (888) 248-7658
Established
Delaware since 08/09/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (38 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
UPMARKET GROUP INC.MEMBER
BRANT, DAVID ROBERTFINOP2718478
DANIELS, ROBERT MCCO, EXECUTIVE REP5437527

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UPMARKET SECURITIES LLC

CRD#: 295634Milpitas, CA 95035

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