Robert S. Whitehead
Professional summary
Robert Schofield Whitehead, who also goes by Robert S Whitehead, is a registered financial advisor currently at HEADINVEST located in Portland, Maine.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Robert has worked at 4 firms and has passed the Series 65, Series 63, Series 5, PC, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Schofield Whitehead's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2006 - Present
HEADINVEST
Office #1: 7 Custom House St 4th Floor, Portland, ME 04101-4194November 8, 2002 - June 19, 2006
HEAD AND ASSOCIATES, INC
September 26, 1978 - July 19, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 22, 1976 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
Primary Firm SEC Registration
HEADINVEST
CRD#: 140518 / SEC#: 801-66773
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/8/2006)
(12/5/2008)
Exams
Series 5
Date: 10/19/1981
Interest Rate Options ExaminationPC
Date: 9/8/1977
AMEX Put and Call ExamCurrent Firm
HEADINVEST
CRD#: 140518 / SEC#: 801-66773
Contact information
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,232 |
| AUM (Assets Under Management) | $ 969,679,151 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
HEADINVEST
CRD#: 140518Portland, ME 04101-4194TRUST BUT VERIFY
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