Chengming Li
Professional summary
Chengming Li, who also goes by Chan Li, is a registered financial professional currently at UPMARKET SECURITIES LLC located in Irvine, California.
Chengming is registered as a RR (Registered Representative) and started their career in finance in 2026. Chengming has worked at 1 firm and has passed the Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chengming Li's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 28, 2026 - Present
UPMARKET SECURITIES LLC
Office #1: 530 Technology Drive Suite 100 & 200, Irvine, CA 92618State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/28/2026
General Securities Representative ExaminationFINRA
Current Firm
UPMARKET SECURITIES LLC
CRD#: 295634 / SEC#: , 8-70120
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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