Charles F. Binford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Fisher Binford, who also goes by Charles F Binford, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1976. Charles had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2008 - November 6, 2014
GWN SECURITIES INC.
January 14, 2008 - November 6, 2014
GWN SECURITIES INC.
June 5, 2006 - November 1, 2007
QA3 FINANCIAL LLC
June 5, 2006 - November 1, 2007
QA3 FINANCIAL CORP.
April 27, 2005 - June 2, 2006
SECURITIES SERVICE NETWORK, LLC
November 5, 2002 - December 1, 2004
BRECEK & YOUNG ADVISORS, INC.
October 7, 2002 - October 31, 2002
BRECEK & YOUNG ADVISORS, INC.
March 19, 2001 - December 1, 2004
BRECEK & YOUNG ADVISORS, INC.
October 4, 2000 - March 6, 2001
DONAHUE SECURITIES, INC.
June 18, 1989 - December 31, 1993
SUNAMERICA SECURITIES, INC.
January 23, 1989 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
July 18, 1985 - December 31, 1988
LOWRY FINANCIAL SERVICES CORPORATION
June 4, 1984 - March 31, 2000
NATIONWIDE INVESTMENT SERVICES CORPORATION
February 13, 1984 - May 14, 1984
FUNDSELECT ADVISERS, INC.
July 13, 1976 - February 9, 1984
NATIONWIDE INVESTMENT SERVICES CORPORATION
Primary Firm SEC Registration
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 2/6/1976
Non-Member General Securities ExaminationCurrent Firm
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
