CD
Carlos F. Diaz Diaz
MDB CAPITAL
MANAGUA,
CRD#: 8244466
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CD
Carlos Felipe Diaz DiazMDB CAPITAL
Professional summary
Carlos Felipe Diaz Diaz is a registered financial professional currently at MDB CAPITAL .
Carlos is registered as a RR (Registered Representative) and started their career in finance in 2026. Carlos has worked at 1 firm and has passed the Series 99TO and SIE exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Carlos Felipe Diaz Diaz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 15, 2026 - Present
MDB CAPITAL
Office #1: De La Embajada De Mexico 1 Cuardra Arriba Casa Esquinera #100, ManaguaBD
CRD#: 42677
MANAGUA,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 99TO
Date: 4/14/2026
Operations Professional ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MDB CAPITAL
MARSHALL MERCHANT GROUP, LLC | PUBLIC VENTURES, LLC | MDB CAPITAL GROUP LLC | MDB CAPITAL
CRD#: 42677 / SEC#: , 8-49951
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
14135 Midway Road, Suite G-150, Addison, TX 75001
Mailing Address
14135 Midway Road, Suite G-150, Addison, TX 75001
Phone number
(945) 262-9010
Established
California since 12/26/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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