David A. Vanasdale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Andrew Vanasdale II, who also goes by David Alan Vanasdale, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1982. David had worked at 10 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2000 - December 31, 2005
THE INVESTMENT CENTER, INC.
March 24, 1997 - December 31, 2019
DAVID ANDREW VAN ASDALE II R.I.A.
November 2, 1993 - April 25, 2000
SECURITIES AMERICA, INC.
January 1, 1991 - November 3, 1993
CADARET, GRANT & CO., INC.
August 14, 1990 - December 18, 1990
WORLD INVEST CORPORATION
April 30, 1990 - December 31, 1992
LINCOLN INVESTMENT
March 22, 1990 - August 14, 1990
GLOBAL INVESTOR SECURITIES, INC.
May 26, 1988 - March 29, 1990
MAIN STREET MANAGEMENT COMPANY
December 23, 1985 - June 11, 1988
EQUITY SERVICES, INC.
September 23, 1982 - March 15, 1983
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/28/1976
Registered Representative ExaminationCurrent Firm
THE INVESTMENT CENTER, INC.
CRD#: 17839 / SEC#: , 8-35826
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 5 |
Red Flags
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