DR
Darren Rock
ROCK FINANCIAL PLANNING
WILMINGTON, NC
CRD#: 8242654
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DR
Darren RockROCK FINANCIAL PLANNING
Professional summary
Darren Rock is a registered financial advisor currently at ROCK FINANCIAL PLANNING, LLC located in Wilmington, North Carolina.
Darren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Darren has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Darren Rock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 28, 2026 - Present
ROCK FINANCIAL PLANNING, LLC
RIA
CRD#: 341677
WILMINGTON, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(4/28/2026)
Current Firm
RF
ROCK FINANCIAL PLANNING, LLC
ROCK FINANCIAL PLANNING, LLC
CRD#: 341677 / SEC#:
North Carolina
Registered Investment Advisory firm - (4/28/2026 Approved)Loading...
Contact information
Main Address
Wilmington, NC
Mailing Address
Phone number
(910) 274-3147
Established
Firm type
Fiscal year end
# of Employees
1
0
Red Flags
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