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ND

Nicole Dostal

CAPITAL MANAGEMENT SECURITIES
MINNEAPOLIS, MN 55431-1120
CRD#: 8242653
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ND
Nicole DostalCAPITAL MANAGEMENT SECURITIES

Professional summary

Nicole Dostal is a registered financial professional currently at CAPITAL MANAGEMENT SECURITIES, INC. located in Minneapolis, Minnesota.

Nicole is registered as a RR (Registered Representative) and started their career in finance in 2026. Nicole has worked at 1 firm and has passed the Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicole Dostal's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 15, 2026 - Present

CAPITAL MANAGEMENT SECURITIES, INC.

Office #1: 7900 Xerxes Ave S. #500, Minneapolis, MN 55431-1120
BD
CRD#: 10579
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 6/15/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/29/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CM
CAPITAL MANAGEMENT SECURITIES, INC.
CAPITAL MANAGEMENT ASSOCIATES, INC. | RONIN ADVISORY | FIRST ADVISORS | CAPITAL MANAGEMENT SECURITIES, INC.

CRD#: 10579 / SEC#: , 8-27779

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
7900 Xerxes Ave S. #500, Minneapolis, MN 55431-1120
Mailing Address
7900 Xerxes Avenue S #500, Minneapolis, MN 55431-1120
Phone number
(952) 893-1200
Established
Minnesota since 04/07/1975
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CMA FINANCIAL, INCOWNER
GLENNIE, MELISSA LEAHSROP, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, MSRB PRINCIPAL, CFO, COO, FINOP, PFO, POO2221936
LUING, THOMAS ALFREDPRESIDENT, PRINCIPAL1502743
STROH, GREGORY ALANCEO, PRINCIPAL, FINOP, MSRB PRINCIPAL, CHAIRMAN704342

Disclosures

Regulatory Event2

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Company Information

CAPITAL MANAGEMENT SECURITIES, INC.

CRD#: 10579Minneapolis, MN 55431-1120

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