Michael P. Ecker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael P Ecker, who also goes by Michael Philip Ecker, Michael Philips Ecker, Mike Ecker, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1976. Michael had worked at 17 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 6, Series 52, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2018 - February 27, 2023
CENTER STREET SECURITIES, INC.
May 17, 2017 - November 5, 2018
CONCORDE INVESTMENT SERVICES, LLC
March 8, 2013 - May 15, 2017
KOVACK SECURITIES INC.
October 27, 2010 - March 7, 2013
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
September 19, 2008 - October 28, 2010
QUESTAR CAPITAL CORPORATION
February 5, 1996 - November 25, 1997
ACUMENT SECURITIES, INC.
November 8, 1995 - January 16, 1996
TOLUCA PACIFIC SECURITIES CORP.
May 3, 1995 - August 9, 1995
CORTLANDT CAPITAL CORPORATION
October 20, 1987 - February 14, 1991
INVESTACORP, INC.
August 24, 1987 - November 9, 1987
USLIFE EQUITY SALES CORP.
September 8, 1986 - August 24, 1987
MICHAEL PHILIP SECURITIES, INC.
June 23, 1986 - October 7, 1986
PALICO LLC
April 30, 1984 - June 25, 1986
LEHMAN BROTHERS INC.
September 7, 1982 - April 27, 1984
DAVID LERNER ASSOCIATES, INC.
July 1, 1976 - August 1, 1977
AMERICAN EXPRESS FINANCIAL CORPORATION
July 1, 1976 - August 1, 1977
AMERIPRISE FINANCIAL SERVICES, LLC
July 1, 1976 - August 1, 1977
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 1
Date: 6/23/1976
Registered Representative ExaminationCurrent Firm
CENTER STREET SECURITIES, INC.
CRD#: 26898 / SEC#: , 8-42786
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Criminal | 1 |
| Arbitration | 7 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
