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Thomas R. Young
BROOKSTONE CAPITAL MANAGEMENT LLC
Yorkville, IL
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CRD#: 824152
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Professional summary
Thomas Richard Young, who also goes by Thomas R Young, Tom Young, is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Yorkville, Illinois.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Thomas has worked at 19 firms and has passed the Series 66, SIE, Series 3, Series 7 and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas R Young | Tom Young
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Insurance business, spend 5 hrs per month 2. Consult with the PREPARE Institute, they provide retirement instruction. I assist in recruiting advisers..5 hrs per month 3. Consult to Shield Global Partners, non investment related. 10 hrs per month. 4. TRY Tax Planning, LLC 2204 Grove Ct Naperville, IL 60563, Owner, Tax prep and planning, start 2/1/23, 20 hours per month, compensated by return or hourly rate
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Richard Young's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 25, 2021 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
Yorkville, IL
Past
March 11, 2016 - April 29, 2019
IMST DISTRIBUTORS, LLC
BD
CRD#: 130745
Wheaton, IL
Past
January 21, 2016 - April 23, 2019
KAIZEN ADVISORY, LLC
RIA
CRD#: 171520
WHEATON, IL
Past
October 18, 2013 - February 12, 2016
MSC - BD, LLC
BD
CRD#: 142927
LAKE OSWEGO, OR
Past
August 21, 2013 - October 2, 2014
ZEGA FINANCIAL, LLC
RIA
CRD#: 156803
NAPERVILLE, IL
Past
June 1, 2012 - January 14, 2016
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
NAPERVILLE, IL
Past
January 9, 2012 - June 11, 2012
CONCORDIUS CAPITAL ADVISORS
RIA
CRD#: 142852
BOCA RATON, FL
Past
September 16, 2011 - June 1, 2012
BEST DIRECT SECURITIES, LLC
BD
CRD#: 146053
CHICAGO, IL
Past
January 9, 2007 - May 19, 2011
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
BD
CRD#: 8494
ST. PETERSBURG, FL
Past
April 26, 2004 - November 28, 2006
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
NAPERVILLE, IL
Past
January 18, 2002 - January 2, 2003
CAPITAL SECURITIES INVESTMENT CORPORATION
BD
CRD#: 5606
OAK BROOK, IL
Past
January 5, 2000 - December 31, 2001
OLD SLIP CAPITAL MANAGEMENT, INC.
BD
CRD#: 7360
NEW YORK, NY
Past
August 12, 1997 - December 31, 1999
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
April 14, 1993 - December 31, 1996
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
February 3, 1992 - April 15, 1993
AEGON USA SECURITIES INC.
BD
CRD#: 13302
CEDAR RAPIDS, IA
Past
April 7, 1988 - March 26, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
BD
CRD#: 2873
NEW YORK, NY
Past
April 7, 1988 - March 26, 1990
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
September 11, 1985 - March 29, 1988
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Past
October 20, 1980 - August 5, 1985
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
Past
July 1, 1976 - October 12, 1981
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(3/25/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 6/25/1976
Registered Representative ExaminationCurrent Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
