Christian C. Bertelsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christian Cameron Bertelsen was a registered financial professional .
Christian is a previously registered financial professional and started their career in finance in 1995. Christian had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2007 - August 10, 2018
AVIANCE CAPITAL MANAGEMENT, LLC
March 10, 2006 - November 13, 2007
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
January 31, 1995 - August 30, 1996
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVIANCE CAPITAL MANAGEMENT, LLC
CRD#: 142367 / SEC#: 801-67399
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
