Stephen C. Holmes

WRIGHT INVESTORS SERVICE

Highlands Ranch, CO

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CRD#: 824098

Professional summary

Stephen Clay Holmes is a registered financial advisor currently at WRIGHT INVESTORS SERVICE INC located in Highlands Ranch, Colorado.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Stephen has worked at 14 firms and has passed the Series 65, Series 63, Series 24 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PATIENTNOW, INC. 6160 SOUTH SYRACUSE WAY, SUITE B-100, GREENWOOD VILLAGE, CO 80111 PATIENTNOW IS A MEDICAL SOFTWARE DEVELOPMENT COMPANY PROVIDING AESTHETIC MEDICAL PRACTICES WITH EMR AND PRACTICE MANAGEMENT SERVICES. STEPHEN BEGAN SERVING AS THE DIRECTOR OF BUSINESS DEVELOPMENT, WITH A FOCUS ON SALES AND MARKETING IN OCTOBER 2013. STEPHEN DEVOTES APPROXIMATELY 80 HOURS A MONTH OF HIS TIME AND FOUR HOURS A DAY DURING SECURITIES TRADING HOURS TO THIS BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Clay Holmes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 30, 2017 - Present

WRIGHT INVESTORS SERVICE INC

RIA

CRD#: 106302

Highlands Ranch, CO

Past

December 4, 2012 - March 26, 2015

GREEN INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 109695

FORT WORTH, TX

Past

June 17, 2010 - November 13, 2012

MEEDER ADVISORY SERVICES, INC.

RIA

CRD#: 106814

DUBLIN, OH

Past

June 16, 2010 - November 13, 2012

MEEDER ASSET MANAGEMENT, INC.

RIA

CRD#: 105794

DUBLIN, OH

Past

June 9, 2010 - November 12, 2012

MEEDER DISTRIBUTION SERVICES, INC.

CRD#: 36773

DUBLIN, OH

Past

November 24, 1998 - February 16, 2010

ICON DISTRIBUTORS, INC.

CRD#: 28568

GREENWOOD VILLAGE, CO

Past

May 7, 1993 - June 11, 1998

WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC.

CRD#: 13645

SHELTON, CT

Past

August 17, 1991 - November 5, 1991

MARION BASS SECURITIES CORPORATION

CRD#: 7961

CHARLOTTE, NC

Past

September 21, 1987 - February 14, 1991

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

December 11, 1986 - September 24, 1987

ANCHOR PROPERTIES INC.

CRD#: 10320

Past

September 20, 1982 - November 14, 1986

B & D EQUITIES INC.

CRD#: 6719

Past

January 11, 1982 - July 8, 1982

COTE & STEWART, LTD.

CRD#: 10267

Past

February 27, 1979 - March 14, 1984

CLAYTON BROKERAGE CO. OF ST. LOUIS, INC.

CRD#: 6577

Past

July 1, 1976 - June 26, 1981

ESTATES SECURITIES, INC.

CRD#: 6451

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WRIGHT INVESTORS SERVICE INC

CRD#: 106302 / SEC#: 801-51257

RIA

Registered Investment Advisory firm - (2/23/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(3/30/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/18/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/23/2003

Uniform Securities Agent State Law Examination

Principal/Supervisory Exam

Series 24

Date: 1/22/2003

General Securities Principal Examination

Principal/Supervisory Exam

Series 40

Date: 6/26/1976

Registered Principal Examination

Current Firm

WRIGHT INVESTORS SERVICE INC

CRD#: 106302 / SEC#: 801-51257

RIA

Registered Investment Advisory firm - (2/23/1996 Approved)

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Contact information

Main Address

2 Corporate Drive Suite 770, Shelton, CT 06484

Mailing Address

Phone number

(203) 783-4400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

03 17 25 WIS ADV PART 2A (3/17/2025)

Regulatory assets under management

Total Number of Accounts	1,286
AUM (Assets Under Management)	$ 1,237,999,777

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Stephen C. Holmes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Clay Holmes's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREEN INVESTMENT MANAGEMENT, INC.

MEEDER ADVISORY SERVICES, INC.

MEEDER ASSET MANAGEMENT, INC.

MEEDER DISTRIBUTION SERVICES, INC.

ICON DISTRIBUTORS, INC.

WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC.

MARION BASS SECURITIES CORPORATION

ADVEST, INC.

ANCHOR PROPERTIES INC.

B & D EQUITIES INC.

COTE & STEWART, LTD.

CLAYTON BROKERAGE CO. OF ST. LOUIS, INC.

ESTATES SECURITIES, INC.

Primary Firm SEC Registration

WRIGHT INVESTORS SERVICE INC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/18/2013

Series 63

Date: 5/23/2003

Series 24

Date: 1/22/2003

Series 40

Date: 6/26/1976

Current Firm

WRIGHT INVESTORS SERVICE INC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WRIGHT INVESTORS SERVICE INC

TRUST BUT VERIFY

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