Marc W. Christman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Walter Christman was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1976. Marc had worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 5, PC, Series 7, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2010 - August 21, 2025
MESIROW FINANCIAL, INC.
April 17, 1991 - March 12, 2010
WILLIAM BLAIR
March 30, 1989 - April 23, 1991
KIDDER, PEABODY & CO. INCORPORATED
November 16, 1983 - April 1, 1989
L. F. ROTHSCHILD & CO. INCORPORATED
January 3, 1983 - December 13, 1983
PRUDENTIAL EQUITY GROUP, LLC
September 11, 1979 - January 17, 1983
MORGAN STANLEY DW INC.
July 13, 1978 - September 30, 1979
BECKER PARIBAS INCORPORATED
June 24, 1976 - July 13, 1978
A. G. BECKER INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 5
Date: 2/17/1982
Interest Rate Options ExaminationPC
Date: 3/1/1979
AMEX Put and Call ExamSeries 40
Date: 6/22/1977
Registered Principal ExaminationCurrent Firm
MESIROW FINANCIAL, INC.
CRD#: 2764 / SEC#: , 8-28816
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MESIROW FINANCIAL HOLDINGS, INC. | MAJORITY SHAREHOLDER | |
| MESIROW FINANCIAL SERVICES, INC. | MINORITY SHAREHOLDER | |
| PRICE, RICHARD SCOTT | DIRECTOR | 367760 |
| HAYES, MARY JO MOON | CHIEF COMPLIANCE OFFICER | 1196353 |
| JACOBSON, STEPHEN DAVID | SENIOR MANAGING DIRECTOR | 1353790 |
| KEIG, JESSE JOSEPH | CFO | 5268961 |
| LEVINE, JEFFREY MICHAEL | CEO/PRESIDENT | 5627249 |
| OAKLEY, ADAM JOEL | SENIOR MANAGING DIRECTOR, INVESTMENT BANKING | 4795934 |
| PRICE, BRIAN DAVID | CHAIRMAN, INVESTMENT BANKING DIVISION | 5192466 |
| WALDROP, TODD E. | SENIOR MANAGING DIRECTOR | 4194147 |
Disclosures
| Regulatory Event | 18 |
| Civil Event | 1 |
| Bond | 2 |
Red Flags
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