Robert O. Ackerman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Owen Ackerman was a registered financial advisor .
Robert is a previously registered financial advisor and started their career in finance in 1976. Robert had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 12, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2010 - June 15, 2011
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.
September 1, 1998 - December 31, 2009
MESIROW FINANCIAL, INC.
December 21, 1993 - June 15, 2011
MESIROW FINANCIAL, INC.
January 12, 1987 - January 1, 1994
MESIROW INVESTMENT SERVICES, INC.
September 25, 1984 - January 23, 1987
MESIROW FINANCIAL, INC.
December 7, 1982 - September 28, 1984
E. F. HUTTON & COMPANY INC
April 27, 1978 - December 3, 1982
THE CHICAGO CORPORATION
November 23, 1977 - May 4, 1978
JESUP & LAMONT SECURITIES CO., INC.
June 24, 1976 - April 13, 1978
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.
CRD#: 111135 / SEC#: 801-27047
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 12
Date: 9/19/1981
NYSE Branch Manager ExaminationSeries 40
Date: 6/24/1977
Registered Principal ExaminationCurrent Firm
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.
CRD#: 111135 / SEC#: 801-27047
Contact information
SEC notice filing (52 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 14,109 |
| AUM (Assets Under Management) | $ 43,420,623,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/11/2025 | ||
| 07/18/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
