SD
Samantha Dalby
SPEARHEAD ADVISORS
NEWPORT BEACH, CA 92660
CRD#: 8238260
Some features on this profile are disabled
SD
Samantha DalbySPEARHEAD ADVISORS
Professional summary
Samantha Dalby is a registered financial advisor currently at SPEARHEAD ADVISORS, LLC located in Newport Beach, California.
Samantha is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Samantha has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Samantha Dalby's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 23, 2026 - Present
SPEARHEAD ADVISORS, LLC
Office #1: 23 Corporate Plaza, Ste 150, Newport Beach, CA 92660RIA
CRD#: 316684
NEWPORT BEACH, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/23/2026)
Current Firm
SA
SPEARHEAD ADVISORS, LLC
SPEARHEAD ADVISORS, LLC
CRD#: 316684 / SEC#:
California
Registered Investment Advisory firm - (11/2/2021 Approved)Loading...
Contact information
Main Address
23 Corporate Plaza, Ste 150, Newport Beach, CA 92660
Mailing Address
Phone number
(949) 393-2070
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 87 |
| AUM (Assets Under Management) | $ 26,147,400 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
