JR
Julia Rivera
TIME EQUITIES SECURITIES
NEW YORK, NY 10003
CRD#: 8238216
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JR
Julia RiveraTIME EQUITIES SECURITIES
Professional summary
Julia Rivera is a registered financial professional currently at TIME EQUITIES SECURITIES LLC located in New York, New York.
Julia is registered as a RR (Registered Representative) and started their career in finance in 2026. Julia has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Julia Rivera's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 26, 2026 - Present
TIME EQUITIES SECURITIES LLC
Office #1: 55 Fifth Avenue - 15th Floor, New York, NY 10003BD
CRD#: 114422
NEW YORK, NY
Past
March 30, 2026 - April 3, 2026
SKYWAY CAPITAL MARKETS, LLC
BD
CRD#: 124630
TAMPA, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/26/2026)
RR
Alaska(5/26/2026)
RR
Arizona(5/26/2026)
RR
Arkansas(5/26/2026)
RR
California(5/26/2026)
RR
Colorado(5/26/2026)
RR
Connecticut(5/26/2026)
RR
Delaware(5/26/2026)
RR
District of Columbia(5/26/2026)
RR
Florida(5/26/2026)
RR
Georgia(5/26/2026)
RR
Hawaii(5/26/2026)
RR
Idaho(5/26/2026)
RR
Illinois(5/26/2026)
RR
Indiana(5/26/2026)
RR
Iowa(5/26/2026)
RR
Kansas(5/26/2026)
RR
Kentucky(5/26/2026)
RR
Louisiana(5/26/2026)
RR
Maine(5/26/2026)
RR
Maryland(5/26/2026)
RR
Massachusetts(5/26/2026)
RR
Michigan(5/26/2026)
RR
Minnesota(5/26/2026)
RR
Mississippi(5/26/2026)
RR
Missouri(5/26/2026)
RR
Montana(5/26/2026)
RR
Nebraska(5/26/2026)
RR
Nevada(5/26/2026)
RR
New Hampshire(5/26/2026)
RR
New Jersey(5/26/2026)
RR
New Mexico(5/26/2026)
RR
New York(5/26/2026)
RR
North Carolina(5/26/2026)
RR
North Dakota(5/26/2026)
RR
Ohio(5/27/2026)
RR
Oklahoma(5/26/2026)
RR
Oregon(5/26/2026)
RR
Pennsylvania(5/26/2026)
RR
Puerto Rico(5/26/2026)
RR
Rhode Island(5/26/2026)
RR
South Carolina(5/26/2026)
RR
South Dakota(5/26/2026)
RR
Tennessee(5/26/2026)
RR
Texas(5/26/2026)
RR
Utah(5/26/2026)
RR
Vermont(5/26/2026)
RR
Virgin Islands(5/26/2026)
RR
Virginia(5/26/2026)
RR
Washington(5/26/2026)
RR
West Virginia(5/26/2026)
RR
Wisconsin(5/26/2026)
RR
Wyoming(5/26/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/30/2026
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TE
TIME EQUITIES SECURITIES LLC
TIME EQUITIES SECURITIES LLC
CRD#: 114422 / SEC#: , 8-53420
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
55 Fifth Avenue 15th Floor, New York, NY, 10003
Mailing Address
55 Fifth Avenue 15th Floor, New York, NY 10003
Phone number
(212) 206-6011
Established
New York since 08/16/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
